36 Year Old Securities Broker Dealer For Sale - Business for Sale
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Securities Broker Dealer Shell in Tulsa, OK
Tulsa, OK, US
Added 1 year ago
Financial Services
36 years in business
Under Contract
This is a 36-year-old FINRA-member securities broker dealer headquartered in Tulsa, Oklahoma, operating as a shell with no active accounts and offering multiple lines of business under its FINRA membership agreement.
Key Information
Asking
$150K
Revenue
–
Earnings
–
Multiple
–
Key Highlights
- Business is a securities broker dealer founded in 1989 (36 years in operation)
- Headquartered in Tulsa, OK and operates in Oklahoma, New York, California, and Florida
- Member of FINRA and Securities Investor Protection Corporation
- No disclosures or customer complaints since 1989
- Business is being sold as a shell with no accounts currently held at GRF
- Can offer eight lines of business per its FINRA membership agreement, including retailing corporate securities, mutual funds, government and municipal securities, variable life insurance or annuities, options, and limited proprietary trading (no more than ten trades per year)
- No clearing agreement is currently in place
Contact Info
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