RIA W/ Seasoned Tech/Small Cap Growth SMA Vehicles - Business for Sale
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RIA Managing Tech & Small Cap Growth SMAs in Midwest US
US
Added 13 years ago
Financial Services - Registered Investment Advisor
17 years in business
Remote
Midwest-based registered investment advisor managing tech and small cap growth separately managed accounts, with over $6 million in AUM and federal trademarks secured.
Key Information
Asking
$250K
Revenue
–
Earnings
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Multiple
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Key Highlights
- 17-year-old Midwest US-based Registered Investment Advisor (RIA)
- Over $6 million in assets under management (AUM) as of listing
- Capacity for $150 million AUM with same performance
- Tech portfolio: trailing 10-year Sharpe ratio 0.65, information ratio 0.39, Morningstar 3-star rating, annualized gross-of-fees return since March 31, 2009 through December 31, 2024 is 18.62%
- Small Cap Growth portfolio: trailing 10-year Sharpe ratio 0.69, information ratio 0.12, Morningstar 5-star rating, annualized gross-of-fees return since November 30, 2014 through December 31, 2024 is 14.86%
- Federal trademarks secured on firm and product names with USPTO acceptance and renewal
- Firm GIPS-verified in April 2012 and March 2016
- Seller open to outright sale, sub-advisory relationship, distribution agreement, or dual registration
- Manager can relocate to join acquiring or partner firm
Contact Info
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