RIA W/ Seasoned Tech/Small Cap Growth SMA Vehicles - Business for Sale

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Midwest RIA Managing Tech & Small Cap Growth SMA Vehicles

US
Added 13 years ago
Financial Services - Registered Investment Advisor
17 years in business
Remote

A 17-year-old Midwest-based registered investment advisor (RIA) managing tech and small cap growth separately managed account (SMA) vehicles with over $6 million in assets under management and federal trademarks secured.

Key Information

Asking

$250K

Revenue

Earnings

Multiple

Key Highlights

  • 17-year-old Midwest US-based Registered Investment Advisor (RIA) for sale
  • Over $6 million in assets under management (AUM); capacity for $150 million AUM with same performance
  • Tech portfolio: trailing 10-year Sharpe ratio of 0.65, information ratio of 0.39, Morningstar 3-star rating, annualized gross-of-fees return of 18.62% since March 31, 2009 through December 31, 2024
  • Small Cap Growth portfolio: trailing 10-year Sharpe ratio of 0.69, information ratio of 0.12, Morningstar 5-star rating, annualized gross-of-fees return of 14.86% since November 30, 2014 through December 31, 2024
  • Firm GIPS-verified in April 2012 and March 2016
  • Federal trademarks secured on firm and product names, with Notice of Acceptance and Renewal under USPTO Sections 8 & 9

Contact Info

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